Notice of the Ministry of Industry and Information Technology and other ten departments on the issuance of the "Artificial Intelligence Technology Ethics Review and Service Measures (Trial)"
Released 2 April 2026.
Machine translated by Google.
Chapter 1 General Provisions
Article 1 aims to regulate the ethical governance of artificial intelligence technology activities and promote fairness.
Fair, harmonious, safe and responsible innovation will drive the healthy development of the artificial intelligence industry.
Opinions on the Governance of Science and Technology Ethics and Measures for the Review of Science and Technology Ethics (Trial) (hereinafter referred to as the "Opinions")
This regulation is formulated in accordance with laws, regulations, and relevant provisions, including the "Ethics Measures".
Article 2. The artificial intelligence technology activities to which these Measures apply are within the scope of the People's Republic of China.
Activities carried out within the territory of the People's Republic of China that may infringe upon human dignity, public order, and the health of life
The technological ethics risks and challenges brought about by health, ecological environment, and sustainable development
Activities related to artificial intelligence scientific research and technological development, as well as activities conducted in accordance with laws and administrative regulations.
Other artificial intelligence technology ethics reviews required by laws, regulations and relevant national provisions
Science and technology activities.
Article 3. Scientific and technological ethics requirements should be consistently applied in carrying out artificial intelligence technology activities.
Throughout the entire process, we adhere to the principles of enhancing human well-being, respecting the right to life, and upholding fairness and justice.
Reasonably control risks, maintain openness and transparency, protect privacy and security, and ensure controllability.
Adhering to the ethical principles of artificial intelligence technology, and complying with my country's Constitution, laws and regulations.
Relevant regulations.
Chapter Two: Service and Promotion
Article 4. Establish and improve the ethical standards system for artificial intelligence technology, and promote...
Develop relevant international standards, national standards, industry standards, and group standards, and support
Establish an international platform for standardization exchange and cooperation.
Encourage universities, research institutions, medical and health institutions, enterprises and science and technology
Social groups and other entities participate in the formulation, verification, and promotion of ethical standards for artificial intelligence technology.
wide.
Article 5. Promote the construction of an artificial intelligence technology ethics service system and strengthen human rights protection.
Services include monitoring, early warning, testing, evaluation, certification, and consulting for ethical risks in artificial intelligence technology.
Service supply, enhancing enterprises' ability to prevent ethical risks in technology research and development and artificial intelligence.
Efforts will be intensified to support and serve the ethical review of artificial intelligence technologies for small and medium-sized enterprises.
We will increase our efforts to promote international exchange and cooperation on artificial intelligence technology ethics.
Article 6 encourages universities, research institutions, medical and health institutions, and enterprises to participate in this endeavor.
Industry and technology-related social organizations should conduct research on the ethical review of artificial intelligence technology.
We will uphold technological innovation in the ethical review of artificial intelligence and strengthen the use of technology to prevent human-to-human transmission.
Ethical risks of artificial intelligence technology; promoting high-quality data on ethical review of artificial intelligence technology.
According to the orderly open source and open source approach, we will strengthen the development of general-purpose risk management, assessment and auditing tools.
Explore and evaluate technology ethics risks based on application scenarios; promote technologies that conform to...
AI products and services related to technological ethics, protecting the knowledge of technological ethics review technologies.
Identify intellectual property rights.
Article 7. Conduct publicity and education on artificial intelligence science and technology ethics, and leverage the role of science and technology...
The role of social organizations in promoting and educating the public about the ethics of artificial intelligence technology, and encouraging public participation.
Public participation promotes practical demonstrations and enhances public ethical awareness and literacy. It guides the public...
The media should conduct targeted publicity and education on the ethics of artificial intelligence technology.
Article 8 supports universities, research institutions, medical and health institutions, and enterprises.
Industry and technology-related social organizations should conduct education on artificial intelligence technology ethics and related topics.
Training promotes the development of vocational and curriculum systems, and cultivates talent through various means.
Talents in artificial intelligence technology ethics should be cultivated, and talent exchange should be promoted.
Chapter Three Implementing Entities
Article 9 Universities and research institutions engaged in artificial intelligence technology activities
Medical and health institutions, enterprises, etc. are responsible for the ethical review and management of artificial intelligence technology within their respective organizations.
The responsible party should, in accordance with the requirements of Article 4 of the "Ethics Measures", establish a person...
Artificial Intelligence Technology Ethics Committee (hereinafter referred to as the Committee). The Committee should be equipped with...
Necessary staff, office space, and funding, and effective measures should be taken to ensure
The committee operates independently. Qualified organizations are encouraged to conduct research on artificial intelligence.
Certification related to the energy technology ethics management system.
Article 10 The committee's charter, composition, and the duties and obligations of its members shall be in accordance with the "Lun".
The procedures outlined in Articles 5 to 8 of the "Management Measures" shall be followed. The committee should include members specializing in artificial intelligence.
Experts with relevant professional backgrounds in technology, application, ethics, law, etc.
Article 11 Local authorities and relevant competent departments may, in light of actual circumstances, rely on relevant...
Relevant departments shall establish a professional artificial intelligence technology ethics review and service center (hereinafter referred to as the "center").
(Referred to as the Service Center). The Service Center accepts commissions from other organizations to provide artificial intelligence services.
We provide services such as ethical review, verification, training, and consultation for science and technology activities. Service Center
Review and verification services may not be provided simultaneously for the same artificial intelligence technology activity.
The service center should establish standardized management systems and procedures, and be equipped with artificial intelligence technology.
Dedicated personnel with expertise in technical ethics review and service capabilities, subject to review by local or relevant authorities.
Door supervision.
Chapter Four Work Procedures
Section 1 Application and Acceptance
Article 12 addresses artificial intelligence technologies falling within the scope listed in Article 2 of these Measures.
For activities involving artificial intelligence technology, the person in charge should apply to the committee of their unit.
If an organization has not established a committee or the committee is unable to perform its duties in reviewing scientific and technological ethics, it must...
Please apply to the service center entrusted by this unit to conduct a science and technology ethics review. (No specific application is required.)
Individuals should entrust qualified service centers to conduct science and technology ethics reviews.
The person in charge of smart technology activities should submit to the committee or service center in accordance with regulations.
Application materials. The application materials mainly include:
(a) Artificial intelligence science and technology activity plan, including research background, objectives and...
The plan includes the legal qualification documents, personnel information, and funding of the relevant institutions involved.
Source, proposed algorithm mechanism, data source and acquisition method, testing and evaluation
The estimation method, the proposed software and hardware products, the expected application areas and target users, etc.
(II) Assessment and prevention of ethical risks in artificial intelligence technology activities
and emergency response plans, including the potential scientific and technological advancements brought about by the anticipated applications of artificial intelligence technology.
Technology ethics risk assessment, monitoring and early warning measures for technology ethics risks, and potential risks.
Plans to prevent and control risks to scientific and technological ethics, etc.;
(iii) Commitment to complying with the requirements of artificial intelligence technology ethics and research integrity.
Book.
Article 13 The committee or service center shall decide whether to accept the application based on the application materials.
The application will be accepted and the applicant will be notified. If the application is accepted, it should be based on the principles of scientific and technological ethics.
The likelihood and extent of occurrence, emergency situations, etc., are clearly applicable to general, simple, or...
Emergency procedures, depending on the requirements of different procedures, may be carried out in the form of offline or online methods.
For technical ethics review, if the materials are incomplete, the applicant should be fully informed of the required supplementary materials in one go.
Fee.
Section 2 General Procedures and Simplified Procedures
Article 14 The Artificial Intelligence Technology Ethics Review Meeting shall be chaired by the Committee Chairman.
The meeting shall be chaired by a member or their designated vice-chairman, and at least five members shall be present.
This should include the different categories of committee members listed in Article 10 of these Measures. The service center may refer to...
The examination committee shall organize and implement the work in accordance with its regulations.
Depending on the needs of the review, individuals with no direct interest in the relevant field may be invited.
Advisors and experts provide advice. Advisors and experts do not participate in voting at the meeting.
Article 15. The committee or service center shall conduct ethical reviews of artificial intelligence technology.
The investigation should focus on the following aspects:
(a) In terms of human well-being, do artificial intelligence technology activities have scientific and technological value?
Academic and social value; research objectives contribute to enhancing human well-being and achieving social sustainability.
Does it have a positive effect on sustainable development? What are the risks of artificial intelligence technology activities?
Whether or not the benefit is reasonable.
(ii) Regarding fairness and impartiality, the selection criteria for training data, algorithms,
Are the models and systems designed reasonably? Have measures been taken to prevent bias and discrimination?
Algorithmic optimization ensures objectivity in resource allocation, opportunity acquisition, and decision-making processes.
Inclusivity.
(iii) In terms of controllability and reliability, can the robustness of the model and system be guaranteed?
Strength to cope with open environments, extreme situations, and disruptive factors; whether it can
Ensure users can control, guide, and intervene in the basic operation of the model and system; whether
Develop a continuous monitoring plan and an emergency response plan.
(iv) Regarding transparency and explainability, whether the algorithms, models, and... have been reasonably disclosed.
Information such as the system's purpose, operating logic, interaction methods, and potential risks;
Whether effective technical means are adopted to improve the interpretability of algorithms, models, and systems.
(v) Regarding traceability of responsibility, are there measures such as log management in place?
Chu records comprehensive information on all aspects of the data, algorithms, models, and systems to ensure...
The entire supply chain is traceable and manageable; the qualifications of the technical personnel meet the relevant requirements.
(vi) Regarding privacy protection, the collection, storage, processing, and use of data
Whether sufficient measures have been taken for data processing activities and research and development of new data technologies, etc.
Measures are in place to ensure that privacy data is effectively protected.
Article 16 The committee or service center shall, within 30 days of accepting the application,
Make decisions such as approval, requiring revisions and further review, or disapproval. This is necessary in complex situations or when further review is needed.
In special circumstances such as supplementing or correcting materials, the time limit may be appropriately extended and the extension period shall be clearly defined.
For items requiring modification or not approved, the committee or service center should submit a proposal.
Suggestions for amendments or explanations of reasons. If the applicant has any objections, they should submit them within [timeframe] of the decision's service.
You may submit your appeal to the committee or service center within 3 business days of the date of appeal. Grounds for appeal.
If sufficient, the committee or service center should make a new decision within 7 working days.
Article 17. Those in charge of artificial intelligence technology activities shall promptly identify technological ethics.
Manage changes in risk and report relevant changes to the committee or service center.
The committee or service center shall review and approve applications in accordance with Article 19 of the Ethics Measures.
We will conduct follow-up reviews of AI technology activities to promptly grasp the ethical risks of technology.
In response to changes in risk levels, decisions may be made to suspend or terminate related scientific and technological activities if necessary.
The interval for follow-up reviews is generally no more than 12 months.
Article 18. Multiple entities collaborating on artificial intelligence technology activities may, based on…
Based on the actual situation, mutual recognition of the results of ethical reviews of artificial intelligence technologies among different organizations will be carried out.
Article 19. The simplified procedure may be applied in any of the following circumstances:
(a) The likelihood and extent of ethical risks in artificial intelligence technology activities
No higher than the usual risks encountered in daily life;
(ii) Minor modifications to the approved artificial intelligence science and technology activity plan and
Without increasing the risk-benefit ratio;
(III) Follow-up review of artificial intelligence technology activities that have not undergone major adjustments in the early stage check.
Article 20 The committee or service center shall formulate a review procedure applicable to simplified procedures.
The work procedures and tracking frequency. The simplified procedure review is directed by the committee chairperson.
Two or more committee members should be appointed to undertake this task. The service center can refer to the committee's regulations.
The organization will determine the implementation of the work.
During the simplified procedure review process, if the review result is a negative opinion, the review...
In cases where there are doubts about the content of the investigation or disagreements among committee members, the application of Article 1 should be adjusted.
General procedure.
Section 3 Expert Review Procedure
Article 21 The Ministry of Industry and Information Technology and the Ministry of Science and Technology, in conjunction with relevant departments, formulate...
The "List of Artificial Intelligence Science and Technology Activities Requiring Expert Review of Science and Technology Ethics" will be released.
The "Review List" (hereinafter referred to as the "Review List") is dynamically adjusted according to work needs.
Article 22. Conduct artificial intelligence technology activities included in the review list.
After preliminary review by the committee or service center, the organization shall apply to conduct specialized training.
Home review. If multiple units are involved, the lead unit is responsible for the application. Central enterprises,
Universities, research institutions, and medical and health institutions directly under the central and state organs
Report directly to the relevant competent authority to organize expert review. Other units should report to the local authorities.
The relevant authorities will conduct an expert review.
Article 23. Organizations undertaking artificial intelligence technology activities shall comply with the "Ethics"
Article 27 of the Measures stipulates that materials for expert review must be submitted.
Local authorities or relevant competent departments should act in accordance with Articles 28 to 29 of the "Ethical Measures".
Article 30 stipulates that a review expert group shall be established to verify the compliance of the preliminary review opinions.
The review will be conducted on the aspects of sex, rationality, etc., and the review application will be submitted to the relevant authorities within 30 days of receipt.
The applicant organization provided feedback on the review.
Local authorities or relevant competent departments may entrust the service center to carry out the review work.
do.
Article 24 The committee or service center shall make decisions based on the expert review opinions.
The decision to conduct a science and technology ethics review was issued.
Article 25. The committee or service center shall review the personnel included in the review list.
Smart technology activities will be subject to enhanced tracking and review, with review intervals generally not exceeding 6 months.
moon.
If there are significant changes in the ethical risks associated with science and technology, the relevant provisions of Article [number] of the "Ethical Measures" shall apply.
The twenty provisions stipulate that relevant scientific and technological ethics reviews should be conducted again and expert review should be requested.
Article 26. Artificial intelligence technology activities in areas such as deep synthesis, algorithm recommendation,
Registration, filing, and administrative approval are implemented for generative artificial intelligence service management and other aspects.
Regulatory measures will be implemented, and compliance with scientific and technological ethics requirements will be used as a condition for approval and a subject of regulation.
If so, expert review will no longer be required.
Section 4 Emergency Procedures
Article 27 The committee or service center shall formulate artificial intelligence technology ethics
Establish an emergency review system to clarify emergency review procedures during public emergencies and other urgent situations.
Review the procedures and standard operating procedures. Emergency reviews are typically completed within 72 hours.
For artificial intelligence technology activities subject to expert review procedures, prior to expert review...
The review is usually completed within 36 hours.
Article 28 The committee or service center shall ensure emergency review of science and technology ethics.
Ensure the quality and timeliness of the investigation, and strengthen follow-up work and process supervision. When necessary, invite [relevant personnel].
Consultants and experts in relevant fields are invited to attend the meeting and provide advice.
Chapter Five Supervision and Management
Article 29 The Ministry of Science and Technology is responsible for the overall guidance of national science and technology ethics supervision work.
The Ministry of Industry and Information Technology, together with relevant departments, is responsible for the governance of artificial intelligence technology ethics.
Strengthen the coordination and guidance of emergency ethics review work. Each department shall, in accordance with its responsibilities and authority...
Limited to supervising and managing the ethical review of artificial intelligence technologies within this industry and system.
Each locality is responsible for the ethical review of artificial intelligence technologies within its jurisdiction, in accordance with its duties and authority.
Supervision and management work.
Article 30 The unit shall comply with Articles 43 to 44 of the "Ethics Measures".
The fifteen provisions stipulate that relevant information from the committee and artificial intelligence included in the review list will be considered.
Scientific and technological activities are registered through the National Science and Technology Ethics Management Information Registration Platform, and
The Artificial Intelligence Science Department submitted the previous year's committee work report and was included in the review list.
Reports on the implementation of technical activities and other relevant materials. The service center shall comply with the above regulations.
Register and submit the previous year's work report.
The Ministry of Science and Technology and relevant authorities are registering information related to the ethics of artificial intelligence technologies.
Information is synchronized and shared.
Article 31 Local authorities, relevant competent departments, and those engaged in artificial intelligence technology
The participating organizations should, in light of their own industry, system, and unit's specific circumstances, [make full use of the information].
Channels that can reflect ethical violations and irregularities in artificial intelligence technology, and in accordance with
The matter will be handled in accordance with relevant regulations.
Article 32. In artificial intelligence technology activities or the conduct of artificial intelligence technology...
Violations of these Measures during ethical work will be dealt with in accordance with the relevant provisions of the People's Republic of China.
The Cybersecurity Law of the People's Republic of China, the Data Security Law of the People's Republic of China, and the Law of the People's Republic of China on the Protection of the Rights and Interests of the People's Republic of China
The Personal Information Protection Law of the People's Republic of China, the Science and Technology Progress Law of the People's Republic of China
The Personal Information Protection Law of the People's Republic of China, the Science and Technology Progress Law of the People's Republic of China
Punishment.
Chapter Six Supplementary Provisions
Article 33. Where time limits are specified in these Measures, and are not defined as working days, the provisions regarding such time limits shall apply.
All dates are calendar days.
The term "local" as used in these Measures refers to the provincial people's government that is responsible for the relevant work.
The provincial-level management department responsible for the review and management of scientific and technological ethics in the field of intelligence, "related
"Competent authorities" refers to the relevant competent authorities under the State Council.
Article 34 Local authorities and relevant competent departments may, in accordance with the provisions of these Measures,
Develop or revise artificial intelligence standards for this region, industry, or system based on actual conditions.
The system includes regulations and guidelines for the review and service of science and technology ethics. (Science and technology-related social organizations)
Associations can formulate specific guidelines for ethical review and services related to artificial intelligence technologies in this field.
Standards and guidelines.
Article 35. Relevant competent authorities shall supervise the development of artificial intelligence in their respective industries and systems.
Where there are special provisions for science and technology ethics review and services that conform to the spirit of these Measures, those provisions shall apply.
Provisions. For matters not covered in these provisions, the "Ethics Measures" and relevant laws and regulations shall apply.
The regulations shall be followed.
Article 36 This regulation shall be implemented by the Ministry of Industry and Information Technology in conjunction with relevant departments.
Responsible for explanation.
Article 37 This regulation shall come into effect on the date of its issuance.
Attachment: Artificial Intelligence Technology Activities Requiring Expert Review of Technology Ethics
List
appendix
List of AI technology activities requiring expert review of science
and technology ethics
I. It has a strong influence on human subjective behavior, psychological emotions, and life and health.
The development of human-machine integration systems is affected.
II. Algorithms with the ability to mobilize public opinion and guide social consciousness.
Development of models, applications, and systems.
Third, for scenarios involving safety and personal health risks, highly self-reliant...
Research and development of automated decision-making systems for core capabilities.
This list will be dynamically adjusted according to work needs.
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